SFC FINANCIAL LLC
SEC RegisteredTrusted Advisors
About the firm
SFC Financial, LLC is dedicated to providing investment management and strategic wealth planning. The firm strives to be its clients' trusted advisor, focusing on adding value to clients' financial lives by understanding their goals and developing customized plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, investment management using an evidence-based approach following the principles of Modern Portfolio Theory, and retirement plan solutions including analysis of qualified plans for businesses of all sizes.
Who they serve
Individuals and families, as well as businesses of all sizes seeking qualified plan solutions.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 37 | $6.6M |
| High Net Worth Individuals | 40 | $201M |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SFC FINANCIAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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