SHAKER INVESTMENTS
SEC RegisteredTHERE IS NO SUBSTITUTE FOR INSIGHTFUL, ORIGINAL RESEARCH
About the firm
Founded in 1991 by Edward Hemmelgarn, Shaker Investments is a boutique, SEC-registered, employee-owned investment management firm based in Cleveland, Ohio. The firm manages equity portfolios comprised of small and mid-cap companies, applying a proven investment philosophy grounded in original research and high-conviction portfolio construction.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Equity portfolio management focused on small and mid-cap companies, utilizing original proprietary research and a disciplined investment philosophy emphasizing strong risk-adjusted performance and high-conviction portfolio construction.
Who they serve
Investors seeking long-term capital growth through actively managed equity portfolios
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 67 | $26M |
| High Net Worth Individuals | 55 | $105M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 1 | $103M |
| Charitable Organizations | 2 | $1.8M |
| State/Municipal Entities | 2 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SHAKER INVESTMENTS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.