Shapiro Capital Management LLC
SEC RegisteredAn Atlanta-based investment management firm
About the firm
Shapiro Capital is an Atlanta-based investment management firm.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 9 | $2.9M |
| High Net Worth Individuals | 271 | $619M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 5 | $132M |
| State/Municipal Entities | 33 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Small Cap - First $100M | 0.90% |
| Small Cap - Next $100M | 0.85% |
| Small Cap - Over $200M | 0.80% |
| Enhanced Small Cap - First $100M | 0.88% |
| Enhanced Small Cap - Next $100M | 0.83% |
| Enhanced Small Cap - Over $200M | 0.78% |
| All Cap - First $100M | 0.75% |
| All Cap - Next $100M | 0.73% |
| All Cap - Over $200M | 0.70% |
| Mid Cap / SMID Cap - First $100M | 0.80% |
| Mid Cap / SMID Cap - Next $100M | 0.75% |
| Mid Cap / SMID Cap - Over $200M | 0.70% |
Data as of March 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shapiro Capital Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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