SHAPIRO FINANCIAL SECURITY GROUP, INC.
SEC RegisteredPlanning is the Key to Security
About the firm
Shapiro Financial Security Group, Inc. has delivered trusted, comprehensive financial, investment and tax planning for the past 35 years. The firm offers fee-only financial services focused on investment management, personal financial planning, and tax planning and preparation. At the core of everything they do is the belief that "Planning is the Key to Security".
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management services, personal financial planning services, and tax planning and preparation.
Who they serve
Long term partners in developing and carrying out financial plans, including individuals seeking investment management, financial planning, and tax planning services.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 137 | $153M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $100,000 | 1.25% |
| Next $150,000 | 1.00% |
| Next $250,000 | 0.80% |
| Next $500,000 | 0.65% |
| Above $1,000,000 | 0.00% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SHAPIRO FINANCIAL SECURITY GROUP, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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