AdFi
SF

Sierra Financial Advisory

SEC Registered

When markets shift, experienced investors stick to their strategies.

https://sierrafinancialadvisory.com530-470-8939
Assets Under Management
$100M–$500M
Employees
2
Office Locations
1 office
Total Accounts
457

About the firm

Sierra Financial Advisory offers customized guidance based on clients' entire financial picture, with a simple and transparent fee structure and a high level of expertise to support complex financial needs. Client money is held by an independent custodian, not Sierra Financial Advisory.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Customized Financial GuidanceFee TransparencyComplex Financial NeedsIndependent CustodianPersonal Relationship

Services

Customized financial guidance, transparent fee structure, and support for complex financial needs, with client assets held by an independent custodian.

Who they serve

Investors with complex financial needs seeking personalized and responsive financial guidance.

Client segmentClientsAssets managed
Individuals (Non-HNW)128$41M
High Net Worth Individuals45$96M

Leadership

Joseph Tomkiewicz
CHIEF COMPLIANCE OFFICER/PRESIDENT

Office locations

1 office in 1 states
HQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#130934
SEC Number
801-117220
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission / Flat Fee
Asset tierAnnual rate
Up to $100,0001.50%
$100,001 to $2,500,0001.00%
Over $2,500,0010.60%

Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sierra Financial Advisory has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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