SIMS INVESTMENT MANAGEMENT LLC
SEC RegisteredHelping you Lead a Life of Greater Financial Security and Personal Success
About the firm
Sims Investment Management, LLC is dedicated to providing investment management and strategic wealth planning specific to each client's situation. As a financial advisory firm, their primary focus is to provide unbiased opinions designed to achieve long term investment results. They are dedicated to professionally supporting, educating, and providing informed direction to each client with trust, integrity, and respect using a team approach.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers investment management, strategic wealth planning, personal finance management, and retirement planning, including review of old 401(k) accounts and rollovers into IRAs.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 450 | $111M |
| High Net Worth Individuals | 67 | $188M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 5 | $5.5M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| $1,000,001 - $3,000,000 | 0.90% |
| $3,000,001 - $5,000,000 | 0.80% |
| $5,000,001 - $10,000,000 | 0.70% |
| $10,000,001+ | 0.60% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SIMS INVESTMENT MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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