SLOCUM, GORDON & CO. LLP
SEC RegisteredProviding a personalized approach focused on accumulation and preservation of capital objectives.
About the firm
Slocum, Gordon & Co. LLP was established in 1978 and is registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. The Firm is owned by partners who are collectively and individually responsible for its policies and management. It focuses on the accumulation and preservation of capital through personalized investment management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Professional investment management including asset allocation across stocks, bonds, and money market instruments, active management of funds, and regular review of client account allocations to reflect changing opportunity and risk in various markets.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 66 | $19M |
| High Net Worth Individuals | 51 | $162M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 7 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $5,000,000 | 1.00% |
| Above $5,000,001 | 0.50% |
Data as of February 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SLOCUM, GORDON & CO. LLP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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