AdFi
SW

Smallwood Wealth Management

SEC Registered
Red Bank, NJ(732) 542-1565
Assets Under Management
$100M–$500M
Office Locations
1 office
Total Accounts
1119

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Leadership

John Lewis Smallwood
CHIEF COMPLIANCE OFFICER
Sr Investment Trust John L. Smallwood
MEMBER
John Lewis Smallwood
TRUSTEE

Office locations

1 office in 1 state
NJ
Red BankHQ

Advisors at this firm

6 advisors in the directory

Regulatory & compliance

CRD number
#288663
SEC Number
801-110658
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Flat Fee

Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Smallwood Wealth Management has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched