SMART PORTFOLIOS, LLC
SEC RegisteredThe Science of Investing
About the firm
Smart Portfolios™ uses science by an unaffiliated Nobel Prize-winning economist seeking to provide superior asset allocation models for investment professionals. Smart Portfolios' system's objective, Dynamic Portfolio Optimization™, seeks to more accurately measure risk and the expected return of securities and markets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Advanced risk-managed investment strategies and Dynamic Portfolio Optimization™, incorporating proprietary tools for quantifying risk with Expected Shortfall, a more accurate measure of risk, applied from individual investment selection to complete portfolio design.
Who they serve
Investment professionals
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 91 | $40M |
| High Net Worth Individuals | 59 | $169M |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1mm | 1.50% |
| Next $1mm | 1.20% |
| Next $2mm | 1.00% |
| Next $2mm | 0.90% |
| Next $1mm | 0.80% |
| Next $1mm | 0.70% |
| > $8mm | 0.00% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SMART PORTFOLIOS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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