SMI Advisory Services, LLC
SEC RegisteredPARTNERING TO MEET YOUR INVESTMENT AND STEWARDSHIP GOALS
About the firm
SMI Private Client helps investors manage their portfolios prudently, so they can provide for their families and give more generously to fulfill God's purposes. They believe Christians are stewards of the resources God has entrusted to them, and their job is to help clients manage money in ways that honor Him.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Professional portfolio management including active management following Sound Mind Investing strategies, automated rebalancing, tax-efficient asset location, tax loss harvesting, wash sale monitoring, and expert-driven investing by a team including Chartered Financial Analysts (CFAs).
Who they serve
Christian investors seeking to manage money in ways that honor God, provide for their families, and give generously; over 1,000 Private Client Households served.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| SMI Private Client - Classic | 1.00% |
| SMI Private Client - Select | 0.95% |
| SMI Private Client - Premier | 0.85% |
| SMIFX - Less than $250M | 1.00% |
| SMIFX - Over $250M to $500M | 0.90% |
| SMIFX - Over $500M | 0.80% |
| SMILX - Less than $100M | 0.90% |
| SMILX - Over $100M to $250M | 0.80% |
| SMILX - Over $250M to $500M | 0.70% |
| SMILX - Over $500M | 0.60% |
| SMIDX - Less than $250M | 1.00% |
| SMIDX - Over $250M to $500M | 0.90% |
| SMIDX - Over $500M | 0.80% |
Data as of January 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SMI Advisory Services, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched