Smith Affiliated Capital Corp.
SEC RegisteredSecure Your Financial Future.
About the firm
Smith Affiliated Capital (SAC), headquartered in New York City, is a woman-owned, independent investment adviser specializing in the active management of high-quality investment portfolios, separately managed, for institutions and individuals. For over 40 years, SAC has helped clients reach their financial goals by building quality portfolios that embody transparency, liquidity, and stability.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Actively managed investment strategies including taxable strategies (CashPlus, Low Duration, Intermediate, Core Fixed Income, Enhanced Fixed, Preferred Income) and tax-exempt strategies (Short Municipal, National Municipal), with a focus on preservation of capital, liquidity, stable income, and total return through high-quality fixed income and municipal bond portfolios.
Who they serve
Institutions and high-net-worth individuals, including corporations, insurance companies, hospitals and healthcare institutions, retirement communities, family offices, financial advisors, unions, Native American Tribal Nations and their entities, municipal governments, foundations and endowments, and high-net-worth individuals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 60 | $116M |
| High Net Worth Individuals | 21 | $252M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 6 | $73M |
| Insurance Companies | 81 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Smith Affiliated Capital Corp. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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