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SMP Asset Management, LLC

SEC Registered

Private Asset Management for Individual and Institutional Investors

https://smplp.com914-833-0875
Assets Under Management
$100M–$500M
Year Founded
1982
Employees
2
Office Locations
1 office
Total Accounts
2

About the firm

Founded in 1982, SMP Asset Management, LLC is a registered investment advisor that manages capital for both high net worth individuals and institutional investors. Since inception, the firm has remained committed to long-term investing in "stocks overlooked or ignored by otherwise intelligent investors."

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Private Asset ManagementLong-term InvestingHigh Net Worth IndividualsInstitutional InvestorsTax EfficiencyAsymmetrical Risk/rewardOverlooked StocksDiversification

Services

Private asset management focused on long-term investing in overlooked stocks, with emphasis on high tax efficiency, low risk profiles with asymmetrical risk/reward characteristics, and diversification into market segments unexplored by most mainstream analysts and fund managers

Private funds / alternatives
Hedge

Who they serve

High net worth individuals and institutional investors; access restricted to accredited investors

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals0$0
Investment Companies0—
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans1$191M
Charitable Organizations0$0
State/Municipal Entities0—
Insurance Companies0—
Sovereign Wealth Funds0—
Corporations0$0

Leadership

Lawrence Jerome Goldstein
SOLE MANAGING MEMBER
Anne Louise Arnold
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 states
HQ

Regulatory & compliance

CRD number
#162653
SEC Number
801-121051
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $500,000 (waivable)

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SMP Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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