SOPHIS INVESTMENTS LLC
SEC RegisteredAbout the firm
Sophis Investments LLC is a registered investment adviser providing discretionary and non-discretionary investment advisory services. The firm is a fundamental, bottom-up, research-driven value investor in the public markets, offering concentrated investment strategies focused on undervalued and special situation opportunities, as well as portfolios tailored to client needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Discretionary and non-discretionary investment advisory services, including concentrated investment strategies focused on undervalued and special situation opportunities, portfolios tailored to client needs, and institutional activist or value-added investing strategies involving active participation in the affairs of portfolio companies.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 17 | $3.8M |
| High Net Worth Individuals | 22 | $123M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SOPHIS INVESTMENTS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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