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Southeastern Asset Management Inc.

SEC Registered

Long-term Concentrated Engaged Value

Memphis, TNhttps://southeasternasset.com901-761-2474
Assets Under Management
$1B–$5B
Year Founded
1975
Employees
29
Office Locations
2 offices
Total Accounts
25

About the firm

Southeastern Asset Management has been in the business of value equity investing since 1975, consistently employing a long-term, concentrated, engaged value investment discipline. The firm created the Longleaf Partners Funds in 1987 and is 100% employee-owned, with Southeastern employees and related entities serving as the largest collective investor across the funds it advises. Its global research team applies a single bottom-up investment approach focused on protecting against permanent capital loss while seeking strong absolute returns.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPooled VehiclesPension/Profit Sharing

Areas of expertise

Value InvestingLong-term InvestingConcentrated PortfoliosBottom-up ResearchEngaged OwnershipGlobal EquitiesMutual FundsSeparately Managed AccountsUCITS FundsEmployee-ownedCapital Preservation

Services

Separately managed accounts (US, Global, and Asia Pacific mandates), Longleaf Partners Funds for US investors (Partners Fund, Small-Cap Fund, Global Fund), and Longleaf UCITS Funds for non-US investors (Global UCITS Fund, Asia Pacific UCITS Fund), all managed using a long-term, concentrated, engaged value investment approach.

Private funds / alternatives
Hedge

Who they serve

Individual and institutional investors, including US investors (via SEC-registered mutual funds with a $10,000 minimum), non-US eligible investors and institutions (via Dublin-domiciled UCITS funds with a $1 million minimum), and separately managed account clients in most countries with a $25 million minimum.

Client segmentClientsAssets managed
Individuals (Non-HNW)5$79M
High Net Worth Individuals7$156M
Pension/Profit Sharing Plans2$36M
Charitable Organizations4$742M
State/Municipal Entities2—

Leadership

Otis Mason Hawkins
CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR
George Staley Cates
PRESIDENT/SHAREHOLDER/DIRECTOR
Andrew Rowan Mccarroll
GENERAL COUNSEL / SHAREHOLDER
Michael Jason Wittke
CHIEF COMPLIANCE OFFICER
Richard Wellington Hussey
CHIEF OPERATING OFFICER / SHAREHOLDER / DIRECTOR
Steven George Fracchia
CHIEF FINANCIAL OFFICER / SECRETARY / SHAREHOLDER

Office locations

2 offices in 2 states
TN
MemphisHQ
CT
Greenwich

Regulatory & compliance

CRD number
#105276
SEC Number
801-11123
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $25,000,000 (waivable)
Asset tierAnnual rate
US Equity - All Assets0.75%
Global Equity - Tier 10.90%
Global Equity - Tier 20.88%
Global Equity - Tier 30.75%
Asia-Pacific - Tier 11.15%
Asia-Pacific - Tier 21.00%
Asia-Pacific - Tier 30.90%
Small-Cap - First $25M1.00%
Small-Cap - Balance0.75%

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Southeastern Asset Management Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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