SOVEREIGN INVESTMENT ADVISORS LLC
SEC RegisteredINVESTING IN INDIAN COUNTRY
About the firm
Sovereign Investment Advisors (SIA) is a 100% Native-owned, independent fiduciary investment advisory firm with decades of experience serving tribal governments, tribal entities, and nonprofits with a stated tribal mission. SIA is not a bank or national brokerage firm, but rather focuses exclusively on the investment needs of Indian Country. The firm delivers institutional investment expertise through a 100% Native-owned platform, without selling products or earning commissions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset allocation and investment policy development, investment manager selection and monitoring, portfolio reporting and performance analysis, minors' trust solutions, settlement fund management, CEFEX-certified retirement plan programs, and assistance removing assets from Federal constraints (OST/BTFA funds)
Who they serve
Tribal governments, tribal entities, minors' trust beneficiaries, settlement funds holders, tribal employees with retirement plans, tribes with OST/BTFA funds, and Native-based nonprofit organizations
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 4 | $1.7M |
| Charitable Organizations | 4 | $53M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1,000,000 to $15,000,000 | 1.00% |
| $15,000,001 to $75,000,000 | 0.50% |
| $75,000,001 to $120,000,000 | 0.35% |
| $120,000,001 or higher | 0.20% |
Data as of March 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SOVEREIGN INVESTMENT ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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