SOWA FINANCIAL GROUP
SEC RegisteredThe art and science of wealth.
About the firm
At Sowa Financial Group, our commitment to helping you design a sound financial plan goes well beyond building wealth. We strive to guide you to create a legacy that truly reflects your vision and values. Sowa Financial Group is driven to guide you with the financial clarity you need to take control of your future.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Sowa Financial Group offers Wealth Management, Retirement Planning, Financial Planning, and Long-Term Care Planning, with a high priority on empowering clients through sound strategies and financial education.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 419 | $189M |
| High Net Worth Individuals | 153 | $328M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 1.50% |
| $250,000.01 to $500,000 | 1.00% |
| $500,000.01 to $750,000 | 0.80% |
| $750,000.01 to $1,000,000 | 0.70% |
| $1,000,000.01 to $1,500,000 | 0.65% |
| $1,500,000.01 to $2,000,000 | 0.60% |
| Over $2,000,000 | 0.00% |
Data as of February 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SOWA FINANCIAL GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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