SPECTRUM ADVISORS, INC.
SEC RegisteredRetire with Confidence
About the firm
Spectrum Advisors is a financial planning firm dedicated to creating personalized retirement plans. They help clients cut through financial noise to build a diversified, personalized, and optimized financial plan they can trust.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement income planning, comprehensive financial planning, and personalized retirement strategies designed to provide lasting peace of mind and legacy planning.
Who they serve
Individuals and couples approaching or in retirement, including those concerned about income security, legacy planning, life transitions such as divorce or job loss, and those who have been managing their finances independently.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 270 | $74M |
| High Net Worth Individuals | 38 | $86M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Accounts $1,000,000 and below | 1.20% |
| $1,000,001 to $3,000,000 | 1.05% |
| $3,000,001 to $5,000,000 | 0.90% |
| $5,000,001 to $10,000,000 | 0.75% |
| $10,000,001 to $25,000,000 | 0.60% |
| Amounts over $25,000,000 | 0.50% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPECTRUM ADVISORS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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