SPECTRUM ASSET MANAGEMENT INC
SEC RegisteredWe Help You Move Forward with Confidence
About the firm
Spectrum Asset Management serves successful individuals and business owners, providing strategies to help clients build wealth, transfer assets and values across generations, reduce taxes, and invest in ways which align with their values. For more than 30 years, they have worked with over 350 families as wealth advisors, with over $600 million in assets under management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Private wealth management services including strategic services (Values Filter Development Process, Exit Strategies, Financial Road Map, Wealth Team Coordinator), traditional services (Total Balance Sheet Overview, Financial Planning, Investment Management, Investment Consulting, Portfolio Management), and strategic partner services (Basic & Advanced Estate Planning, Tax Planning, Advanced Insurance Design & Placement, Business Transfer, Risk Management).
Who they serve
Successful individuals and business owners, including executives in transition, retirees, spouses in transition, and high-net-worth families.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 180 | $96M |
| High Net Worth Individuals | 126 | $476M |
| Sovereign Wealth Funds | 9 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPECTRUM ASSET MANAGEMENT INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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