SPECTRUM FINANCIAL MANAGEMENT
SEC RegisteredYour Financial Goals Are as Unique as Your Fingerprint.
About the firm
Spectrum Financial Management offers integrated tax and wealth management services to cover the full "spectrum." Through active listening, the team coordinates personalized solutions that maximize opportunities while managing risks and minimizing taxes.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Integrated tax and wealth management services including investment management, financial planning, and tax preparation/planning. The process covers establishing goals, planning an investment portfolio, implementing the plan, ongoing review of asset allocation and performance, and annual reviews of investment performance, financial planning, and tax issues.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 57 | $29M |
| High Net Worth Individuals | 93 | $249M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 million | 1.00% |
| Above $1 million | 0.50% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPECTRUM FINANCIAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched