AdFi
SI

SPF Investment Management, L.P.

SEC Registered
New York, NYhttps://spfim.com212-457-8745
Assets Under Management
$1B–$5B
Employees
26
Office Locations
1 office
Total Accounts
4

About the firm

SPF Investment Management, L.P. ("SPF") is a New York based, SEC registered investment adviser that provides clients with investment management services focusing on the structured credit market.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Structured CreditInvestment ManagementSEC Registered Investment Adviser

Services

Investment management services focusing on the structured credit market.

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals0$0
Investment Companies0—
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans4$4.1B
Charitable Organizations0$0
State/Municipal Entities0—
Insurance Companies0—
Sovereign Wealth Funds0—
Corporations0$0

Leadership

Llc Spf Investment Management (gp)
GENERAL PARTNER
Albert Jeenyoung Sohn
LIMITED PARTNER / CHIEF INVESTMENT OFFICER / CHIEF EXECUTIVE OFFICER
Mark Steven Barres
CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
Sean Christopher Keating
DEPUTY CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER
Albert Jeenyoung Sohn
MANAGING MEMBER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#299036
SEC Number
801-114411
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $1,000,000 (waivable)

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPF Investment Management, L.P. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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