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Spring LAKE Asset Management, Inc.

SEC Registered

A Multi-Disciplinary Approach to Municipal Market Investing

https://springlakeassetmanagement.com813-336-6889
Assets Under Management
$1B–$5B
Employees
10
Office Locations
2 offices
Total Accounts
4

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Municipal Market InvestingAsset Management

Services

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Pension/Profit Sharing Plans4$1.5B

Leadership

Thomas Barry Caldwell
CEO
Christopher William Crosby
PRESIDENT, CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 1 state
HQ
MI
Williamsburg

Regulatory & compliance

CRD number
#283750
SEC Number
801-108168
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $1,000,000 (waivable)

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Spring LAKE Asset Management, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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