SPYGLASS INVESTMENT MANAGEMENT
SEC RegisteredKeeping an eye on your future.
About the firm
Spyglass Investment Management provides customized investment management services on a fee-only basis. Their process includes in-depth financial planning, risk tolerance evaluation, and individualized portfolio structure, implemented in a diversified, tax-efficient portfolio.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, retirement income, college funding/529s, Roth conversions, employee benefits analyses, individual accounts (Roth IRA, Traditional IRA, taxable/brokerage), small business retirement plans (Simple IRA, IRA, 401(k), cash balance plan), rollover IRAs, taxable investment accounts, college savings plans, and trust investment management.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 425 | $47M |
| High Net Worth Individuals | 86 | $99M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 5 | $3.6M |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $2,000,000 ($1,000,001 to $3,000,000) | 0.75% |
| Next $2,000,000 ($3,000,001 to $5,000,000) | 0.50% |
| Above $5,000,000 | 0.35% |
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPYGLASS INVESTMENT MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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