AdFi
Assets Under Management
$5B–$25B
Office Locations
21 offices
Total Accounts
21991

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Leadership

Warren Amerine Stephens
PRESIDENT/CEO/DIRECTOR
Curtis Franklin Jr Bradbury
SR EXEC VP, CHIEF OPERATING OFFICER, DIRECTOR
Mark Christopher Doramus
SENIOR EXECUTIVE VICE PRESIDENT/CFO/SECRETARY/TREASURES
Si Holdings Inc.
SHAREHOLDER COMMON
Warren Amerine Stephens
TRUSTEE
Warren A. Stephens Revocable Trust #two Uid 6/14/2006
MEMBERSHIP INTEREST
Stephens Financial Services Llc
SHAREHOLDER COMMON

Office locations

21 offices in 11 states
AR
Little RockHQ
GA
Atlanta
TX
Dallas
AR
Fayetteville
AR
Conway
IL
Chicago
NC
Charlotte
TN
Nashville
AR
Hot Springs
NY
New York
TX
Austin
TN
Memphis
TX
Houston
TX
Houston
SC
Columbia
AR
Jonesoboro
MS
Ridgeland
AR
Rogers
NC
Winston Salem
LA
Shreveport
ME
Portland

Advisors at this firm

Showing 100 of 243

Giles Augustus Coors III
Investment Adviser Representative
Dual-registered
Mimi Myer Hurst
Investment Adviser Representative
Dual-registered
Joseph Warren Simpson
Investment Adviser Representative
Dual-registered
Richard Leo Sullivan
Investment Adviser Representative
Dual-registered
Clarence Foster Pollock III
Investment Adviser Representative
Dual-registered
Edgar Wadsworth Stuart
Investment Adviser Representative
Dual-registered
Mark Edward Dutton
Investment Adviser Representative
Dual-registered
James Alexander Jordan
Investment Adviser Representative
Dual-registered
Dino Arthur Corontzes
Investment Adviser Representative
Dual-registered
Paul David Zuckerman
Investment Adviser Representative
Dual-registered
John Michael Walker
Investment Adviser Representative
Dual-registered
James Robert Mitchell Jr
Investment Adviser Representative
Dual-registered
Troy William Clark
Investment Adviser Representative
Dual-registered
Arthur Buring
Investment Adviser Representative
Dual-registered
Donald Martin Levy
Investment Adviser Representative
Dual-registered
Louis Gordon Wilson
Investment Adviser Representative
Dual-registered
John E Kimbrough IV
Investment Adviser Representative
Dual-registered
Richard Ovid Rogers III
Investment Adviser Representative
Dual-registered
William Franks
Investment Adviser Representative
Dual-registered
Frederick Barker Blagg
Investment Adviser Representative
Dual-registered
Stewart Wesley Hiatt
Investment Adviser Representative
Dual-registered
James David Alger
Financial Professional
George James Sousoulas
Investment Adviser Representative
Dual-registered
Henry Harrison Groves
Investment Adviser Representative
Dual-registered
Leon Guy Lants III
Investment Adviser Representative
Dual-registered
Kyle William Jenner
Investment Adviser Representative
Dual-registered
Steven Laurence Middleton
Investment Adviser Representative
Dual-registered
Phyllis Ann Achor
Investment Adviser Representative
Dual-registered
Kathy Hartley Briner
Investment Adviser Representative
Dual-registered
Brian Ashley Bush
Investment Adviser Representative
Dual-registered
Briant Charles Noland
Investment Adviser Representative
Dual-registered
Ashley Anne Palermo
Investment Adviser Representative
Dual-registered
Brenda Sebren Gee Goudeau
Investment Adviser Representative
Dual-registered
William Harold Hogue
Investment Adviser Representative
Dual-registered
Jonny David Waddle Jr
Investment Adviser Representative
Dual-registered
Nicholas Vidal Beare
Investment Adviser Representative
Dual-registered
Mark Edward Yadgaroff
Investment Adviser Representative
Dual-registered
Cage Brewer Carruthers
Investment Adviser Representative
Dual-registered
Hollis Thruston Houk
Investment Adviser Representative
Dual-registered
Laura Meek
Investment Adviser Representative
Dual-registered
Jerry David Glaze
Investment Adviser Representative
Dual-registered
Marion Walker Fulk
Investment Adviser Representative
Dual-registered
Terral Alan Gammill
Investment Adviser Representative
Dual-registered
Richard Leatherman Morrow
Investment Adviser Representative
Dual-registered
Debbie Lynn Lilley
Investment Adviser Representative
Dual-registered
Donnie George Whisenhunt
Investment Adviser Representative
Dual-registered
Beverley Randolph Dunlap Jr
Investment Adviser Representative
Dual-registered
John Spencer Whitman
Investment Adviser Representative
Dual-registered
John Michael Leake
Investment Adviser Representative
Dual-registered
David Michael Phillips Jr
Investment Adviser Representative
Dual-registered
Bonnie Lee Boyd
Investment Adviser Representative
Dual-registered
Dylan Lane Lewis
Investment Adviser Representative
Dual-registered
Gary Lee Pendry
Investment Adviser Representative
Dual-registered
Robert Edward Jones
Investment Adviser Representative
Dual-registered
Richard Randolph Alexander
Investment Adviser Representative
Dual-registered
James Edward Brain Jr
Investment Adviser Representative
Dual-registered
Saul Maddox Rousseau
Investment Adviser Representative
Dual-registered
Bryan Geoffrey Cook
Investment Adviser Representative
Dual-registered
Sharon Wilson Floyd
Investment Adviser Representative
Dual-registered
Brete Ballard Garland
Investment Adviser Representative
Dual-registered
Dana F Silaski
Investment Adviser Representative
Dual-registered
Edward Paul Frost
Investment Adviser Representative
Dual-registered
Christopher Cook Cooley
Investment Adviser Representative
Dual-registered
James William Thompson Jr
Investment Adviser Representative
Dual-registered
Kimby Hobbs O'Briant
Investment Adviser Representative
Dual-registered
Hillman Zell Jones
Investment Adviser Representative
Dual-registered
Todd Charles Weller
Investment Adviser Representative
Dual-registered
Jason Johnson Fair
Investment Adviser Representative
Dual-registered
John Thomas Gay
Investment Adviser Representative
Dual-registered
Amy Elizabeth Jacobs
Investment Adviser Representative
Dual-registered
William Walker Bowman Jr
Investment Adviser Representative
Dual-registered
Craig Neyland Lang
Investment Adviser Representative
Dual-registered
Robert McKnight Johnston Jr.
Investment Adviser Representative
Dual-registered
Brian Christopher Frerichs
Investment Adviser Representative
Dual-registered
Amy Etoch Knight
Investment Adviser Representative
Dual-registered
Michele Rook
Investment Adviser Representative
Dual-registered
Cynthia S Burger
Investment Adviser Representative
Dual-registered
Wendy Ann Martin
Investment Adviser Representative
Dual-registered
Cheryl Ann Daughenbaugh
Investment Adviser Representative
Dual-registered
John Darwin Grobmyer
Investment Adviser Representative
Dual-registered
Andrew Lander Christian
Investment Adviser Representative
Dual-registered
Kyle William Evans
Investment Adviser Representative
Dual-registered
Michael R. Hardison Jr
Investment Adviser Representative
Dual-registered
Jonathan Ray Finley
Investment Adviser Representative
Dual-registered
Robert William Raney Jr
Investment Adviser Representative
Dual-registered
Joel Brent Akers
Investment Adviser Representative
Dual-registered
Mary Cecelia Grigg
Investment Adviser Representative
Dual-registered
William Robin Cole
Investment Adviser Representative
Dual-registered
Charles Griffin Huitt
Investment Adviser Representative
Dual-registered
Jeremy Allen Lohman
Investment Adviser Representative
Dual-registered
Benjamin Hollis Penix
Investment Adviser Representative
Dual-registered
Douglas Henry Seelicke
Investment Adviser Representative
Dual-registered
Fred Eugene Brister IV
Investment Adviser Representative
Dual-registered
Anne Patricia Thornton
Investment Adviser Representative
Dual-registered
Michael Stephen Scialla
Investment Adviser Representative
Dual-registered
Thomas Victor Zeuthen Jr
Investment Adviser Representative
Dual-registered
Terra Hall Snider
Investment Adviser Representative
Dual-registered
James Hubert Grooms III
Investment Adviser Representative
Dual-registered
Robert Steven Ransdell
Investment Adviser Representative
Dual-registered
Maria A Alexander
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#3496
SEC Number
801-15510
Disciplinary History
Yes
Fees & Minimums
Fee arrangements the firm reports: AUM / Commission / Hourly / Flat Fee / Performance-based

Data as of September 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Stephens in Little Rock, AR - Fees, Services & Advisors