AdFi
SF

STERLING FINANCIAL PLANNING INC

SEC Registered

An Elevated Advisory Experience

SPARTA, NJhttps://sterlingadvice.com973-729-1234
Assets Under Management
$500M–$1B
Employees
8
Office Locations
1 office
Total Accounts
1639

About the firm

For over 30 years, Sterling has been the leading wealth management firm in northwestern New Jersey, known for their deep commitment to understanding clients' unique values and goals. They specialize in crafting personalized, holistic financial and wealth management plans that align with clients' life aspirations, fostering long-lasting relationships built on trust and integrity.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Financial PlanningWealth ManagementRetirement PlanningEstate PlanningInvestment ManagementSocial SecurityMultigenerational Planning

Services

Comprehensive financial planning, wealth management, retirement planning, and estate planning. Services include personalized strategic roadmaps, customized investment strategies, retirement plan development, and guidance on estate-planning strategies.

Who they serve

Mass-affluent individuals, pre-retirees and retirees, and surviving spouses who prefer to entrust their financial planning to experienced professionals and are focused on creating a sustainable financial future aligned with their values.

Client segmentClientsAssets managed
Individuals (Non-HNW)350$127M
High Net Worth Individuals212$615M
Charitable Organizations2$1.9M
State/Municipal Entities8

5 total clients reported on Form ADV.

Leadership

Nicholas Anthony Nicolette
PRESIDENT AND CHIEF COMPLIANCE OFFICER
Glen Andrew Thomas
TREASURER
Matthew Joseph Hannum
SECRETARY

Office locations

1 office in 1 state
NJ
SPARTAHQ

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#108664
SEC Number
801-56025
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Other
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $500,0001.00%
Next $500,0000.80%
Next $1,000,0000.50%
Next $3,000,0000.40%
Over $5,000,0000.30%

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STERLING FINANCIAL PLANNING INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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