Sterling Manor Financial, LLC
SEC RegisteredPersonal ♦ Proactive ♦ Integrated Financial Strategies
About the firm
Sterling Manor Financial is an independent financial advisory firm based in Saratoga Springs, NY, founded on the basis of integrity. Their team of financial advisors has developed The Sterling 3-D Process, which provides personal service and integrated solutions to help clients achieve their retirement, investment, and legacy goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, retirement planning, estate planning, lifestyle planning, and insurance, delivered through The Sterling 3-D Process.
Who they serve
Individuals concerned about outliving their investments and seeking retirement, investment, and legacy planning.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 339 | $94M |
| High Net Worth Individuals | 54 | $105M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 1 | $750k |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| All Assets | 2.00% |
Data as of February 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sterling Manor Financial, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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