Stern Capital Management, Inc.
SEC RegisteredFinancial Planning Isn't Straightforward... Let Stern Capital Be Your Guide
About the firm
Stern Capital is an independent, fee-based Registered Investment Advisor held to a fiduciary standard that specializes in analyzing clients' unique financial situations and formulating personalized financial plans. The firm manages over $297 million and has helped over 500 families with asset management and overall financial planning.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, financial planning, and portfolio management
Who they serve
Families seeking financial planning and wealth management services
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 582 | $121M |
| High Net Worth Individuals | 67 | $175M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 7 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stern Capital Management, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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