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STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

SEC Registered

Achieve your goals for the future

SCOTTSDALE, AZhttps://stokerostler.com480-890-8088
Assets Under Management
$1B–$5B
Employees
30
Office Locations
2 offices
Total Accounts
5166

About the firm

Stoker Ostler is a trade name used by Stoker Ostler Wealth Advisors, Inc., an SEC-registered investment adviser located in Scottsdale, Arizona, and a part of BMO Financial Group. The firm offers a wealth planning approach aimed at helping clients achieve their financial goals across all stages of life.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Wealth ManagementRetirement PlanningEstate PlanningBusiness SuccessionInheritance PlanningTax PlanningPhilanthropic PlanningWomen And WealthInvestment Advisory

Services

The firm offers wealth management and planning services organized around four life stages: Plan (e.g., changing jobs, college planning, retirement planning, starting a family, caregiving, starting a business), Grow (e.g., growing retirement savings, receiving an inheritance, expanding a business), Protect (e.g., preparing for retirement, healthcare costs, protecting wealth), and Transition (e.g., living in retirement, estate transition, charitable giving, business succession).

investment_managementtax_planningsocial_securitywealth_management

Who they serve

Individuals and families at whatever stage of life, including those changing jobs, planning for retirement, starting a family, becoming a caregiver, starting or expanding a business, receiving an inheritance, preparing for healthcare costs, and those living in or transitioning into retirement.

Client segmentClientsAssets managed
Individuals (Non-HNW)634$345M
High Net Worth Individuals945$3.3B
State/Municipal Entities6

0 total clients reported on Form ADV.

Leadership

Carol Peka Flick
CFO
Terry A Jenkins
BOARD MEMBER
Bmo Financial Corp
SOLE OWNER

Office locations

2 offices in 2 states
AZ
SCOTTSDALEHQ
UT
SALT LAKE CITY

Advisors at this firm

14 advisors in the directory

Regulatory & compliance

CRD number
#111320
SEC Number
801-54265
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $3 million1.00%
Next $2 million0.85%
Next $5 million0.65%
Above $10 million0.55%

Data as of April 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STOKER OSTLER, A PART OF BMO FINANCIAL GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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