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STOLPER & CO., INC.

SEC Registered

Since our founding in 1975, our business premise has been simple.

SAN DIEGO, CAhttps://stolperco.com619-231-9102
Assets Under Management
$500M–$1B
Year Founded
1975
Employees
2
Office Locations
1 office
Total Accounts
176

About the firm

Stolper & Company, founded in 1975 by Michael Stolper, provides investment advisory services to high net worth individuals, retirement plans, endowments, and foundations. The firm focuses on clarity and simplicity, helping clients craft durable investment solutions that are in harmony with their financial and temperamental requirements. Their methods are designed for families and foundations, not modified from a pension fund platform.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

High Net WorthFoundationsEndowmentsNonprofit InvestingInvestment ManagementAsset AllocationFinancial PlanningRetirement PlansInvestment PolicyPerformance Measurement

Services

Comprehensive financial investment services including crafting and implementing investment plans, financial planning, and turnkey consulting services for nonprofits covering goal definition, investment policy development, asset allocation recommendations, investment manager selection and interviews, performance measurement, and investment review coordination.

Who they serve

High net worth individuals, retirement plans, endowments, foundations, and nonprofit organizations throughout the country.

Client segmentClientsAssets managed
Individuals (Non-HNW)16$8.0M
High Net Worth Individuals44$414M
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans0
Charitable Organizations1$959k
State/Municipal Entities4
Insurance Companies0
Sovereign Wealth Funds0

0 total clients reported on Form ADV.

Leadership

Barbara Ann Malone
PRESIDENT/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
SAN DIEGOHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#6911
SEC Number
801-11646
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $5M (equity and balanced)0.70%
Above $5M (equity and balanced)0.35%

Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STOLPER & CO., INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

STOLPER & CO., INC. in SAN DIEGO, CA | AdvisorFinder