STOLZER ROTHSCHILD LEVY LLC
SEC RegisteredFinancial Planning for Complex Wealth.
About the firm
SR LAM is a SEC Registered, fee-based, fiduciary investment adviser with over 25 years of experience providing comprehensive financial planning for business owners, executives, families, and retirement plan sponsors. The firm integrates investment management, retirement income, tax strategy, and estate coordination, and holds AIF® and CEBS credentials reflecting specialization in defined benefit, cash balance, and non-qualified plans. The firm manages $165M+ under advisement and serves clients across New Jersey and beyond.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management (investment advice and portfolio management), comprehensive financial planning (retirement, tax strategy, estate considerations, health and elder care), and workplace retirement plan consulting and management for 401(k), cash balance, defined benefit, and deferred compensation programs.
Who they serve
Business owners, executives, multi-generational families, retirement plan sponsors, nonprofits, religious institutions, and mission-driven organizations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 45 | $16M |
| High Net Worth Individuals | 33 | $99M |
| Charitable Organizations | 5 | $11M |
0 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Assets up to $1 million | 1.25% |
| $1 million to $5 million | 1.00% |
| Assets above $5 million | — |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STOLZER ROTHSCHILD LEVY LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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