Strategic Wealth Planning
SEC RegisteredFirst, A Plan
About the firm
Strategic Wealth Planning (SWP) develops comprehensive financial plans for families, businesses, and estates using 3 core strategies: Safeguard You & Your Family, Strengthen Your Business, and Preserve & Enhance Your Estate. SWP creates a financial blueprint tailored to each client's specific goals and objectives, treating the plan as a blueprint of the client's entire financial life.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning, investment portfolio management, life insurance, trust creation, estate planning, tax planning, private market investments, Roth IRA strategies, and access to AWealthBox for consolidating financial information and storing important documents such as wills, trusts, and directives.
Who they serve
Individuals and families, business owners, and those with estate planning needs
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 96 | $14M |
| High Net Worth Individuals | 100 | $193M |
15 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $50,000 | 2.00% |
| $50,001 - $100,000 | 1.85% |
| $100,001 - $250,000 | 1.70% |
| $250,001 - $500,000 | 1.60% |
| $500,001 - $750,000 | 1.50% |
| $750,001 - $1,000,000 | 1.35% |
| $1,000,001 - $2,000,000 | 1.20% |
| $2,000,001 - $3,500,000 | 1.10% |
| $3,500,001 - $5,000,000 | 1.05% |
| $5,000,001 and up | 1.00% |
Data as of March 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Strategic Wealth Planning has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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