Stratos Investment Management, LLC
SEC RegisteredDisciplined Investing for Thoughtful Wealth Management
About the firm
Stratos Investment Management offers a variety of active, passive, and semi-active investment strategies tailored to client needs, informed by in-house and external research paired with process-oriented evaluations. The firm manages $3.31 billion in assets across 7,600 managed accounts with over 20 main investment strategies.
Areas of expertise
Services
Active, passive, and semi-active investment strategies; holistic portfolio analysis including risk analysis and economic outlooks; tailored transition portfolios for accounts with large unrealized gains; asset allocation utilizing individual securities, ETFs, and active and passive mutual funds
Who they serve
Advisors and their clients seeking wealth management and portfolio solutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | $0 |
| High Net Worth Individuals | 0 | $0 |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 3 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
370 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
Data as of April 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stratos Investment Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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