Summit Asset Management LLC
SEC RegisteredBuilding lasting relationships.
About the firm
Summit Asset Management is an investment advisory firm based in Memphis, TN that earns and keeps the trust of its clients through investment management and financial planning services. The firm focuses on asset allocation as the most fundamental decision in investment planning and works with clients on a broad range of financial matters.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Summit Asset Management offers investment management, including creating investment plans and identifying appropriate asset allocation targets, as well as financial planning services covering family partnerships, business transitions, retirement and estate planning, charitable giving, and the creation of trusts.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 315 | $108M |
| High Net Worth Individuals | 200 | $877M |
| Charitable Organizations | 12 | $17M |
| State/Municipal Entities | 5 | — |
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.00% |
| Next $500,000 | 0.80% |
| Next $2,000,000 | 0.50% |
| Balance over $3,000,000 | 0.25% |
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Summit Asset Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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