Swiftwater Capital
SEC RegisteredNavigate with confidence the whitewater of your retirement.
About the firm
Swiftwater Capital operates under the brand SMPL (Succession Management: Planning & Legacy) and focuses on retirement planning and legacy services. The firm offers guidance to help clients chart a course toward a rewarding and fulfilling retirement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Succession management, retirement planning, and legacy planning; offers a free guide titled 'A Guide to Navigating Retirement' with tips and advice on preparing for retirement.
Who they serve
Individuals planning for or navigating retirement
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 22 | $7.8M |
| High Net Worth Individuals | 23 | $160M |
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,000,000 | 0.75% |
| $1,000,001 - $2,000,000 | 0.65% |
| $2,000,001 - $3,000,000 | 0.55% |
| $3,000,001 - $5,000,000 | 0.45% |
| $5,000,001 - $10,000,000 | 0.30% |
| $10,000,001 and greater | 0.15% |
Data as of February 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Swiftwater Capital has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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