TA CAPITAL MANAGEMENT, LLC
SEC RegisteredA Clear Vision: The Focus is on You.
About the firm
TA Capital Management, LLC is an SEC-registered investment management firm focused on providing low-cost, tax-efficient passive strategies, comprehensive, impact-focused investment solutions and philanthropic asset management services. Advisors at TA Capital are not permitted to sell commissions-based financial products to clients, nor is TA Capital permitted to receive referral fees from outside advisors, representing TA Capital's unwavering commitment to its advisors being in Total Alignment® with their clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Independent and fee-only investment management, low-cost tax-efficient passive strategies, comprehensive impact-focused investment solutions, and philanthropic asset management services.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 36 | $9.3M |
| High Net Worth Individuals | 54 | $395M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 11 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TA CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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