Taglich Brothers, Inc.
SEC RegisteredAbout the firm
Founded in 1991, Taglich Brothers, Inc. is a full service brokerage firm specializing in the small cap segment of the market for publicly traded securities. The firm defines the small cap market as companies with less than $250 million of stock outstanding, focusing on identifying investment opportunities in this often overlooked segment to pursue above average returns for clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Full service brokerage firm specializing in the small cap segment of the market for publicly traded securities, identifying attractive investment opportunities in the small cap and microcap market
Who they serve
Clients seeking investment opportunities in the small cap segment of the market for publicly traded securities
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 111 | $16M |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Taglich Brothers, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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