THE ADVOCATE GROUP, LLC
SEC RegisteredWE CAN HELP YOU GET THERE.
About the firm
The Advocate Group specializes in navigating the unique financial opportunities and challenges facing executives and their families from some of Minnesota's most prominent companies. The firm offers concierge financial planning and wealth management, with an intensive discovery process to fully understand each client as a person. Every client receives thorough and ongoing reviews across cash flow, taxes, insurance, estate planning, debt management, and investment allocation.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, security concentration strategies, stock option exercise strategies, alternative investment management, tax planning, tax avoidance and asset sale strategies, tax-efficient investing, IRA distribution planning, retirement and cash flow modeling, pension maximization, post-retirement capital sufficiency analysis, transition planning, estate design, risk management, philanthropic planning, and comprehensive estate settlement guidance.
Who they serve
Executives and their families from prominent Minnesota companies, as well as people who work or have worked in a corporate setting and are overwhelmed by their compensation plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 124 | $27M |
| High Net Worth Individuals | 222 | $755M |
| State/Municipal Entities | 48 | — |
33 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
10 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 0.95% |
| Above $2,000,000 | 0.75% |
Data as of February 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE ADVOCATE GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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