Emily Ann Einwalter
Investment Adviser Representative at THE Advocate Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Emily Ann Einwalter is an investment adviser representative with The Advocate Group, LLC in Minnetonka, MN, where they have been registered since 2025. They have worked in the securities industry since 2015 and were previously registered with Kestra Advisory Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesMar 2017 – Jul 2017St Louis, MO
- Pier 1 ImportsNov 2016 – Mar 2017Edina, MN
- UnemployedJul 2017 – Oct 2017Richfield, MN
- Kestra Advisory Services, LLCOct 2017 – Oct 2025Plymouth, MN
- Kestra Investment Services, LLCOct 2017 – Oct 2025Plymouth, MN
- THE Advocate Group, LLCOct 2025 – no end date reportedMinnetonka, MN
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Advocate Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- First $2,000,0000.95%
- Above $2,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, security concentration strategies, stock option exercise strategies, alternative investment management, tax planning, tax avoidance and asset sale strategies, tax-efficient investing, IRA distribution planning, retirement and cash flow modeling, pension maximization, post-retirement capital sufficiency analysis, transition planning, estate design, risk management, philanthropic planning, and comprehensive estate settlement guidance.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Minnetonka, MN
- SEC file number:
- 801-72157
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 19, 2026
View full firm profileOther advisors at THE Advocate Group, LLC
9 other advisors in the directory
Similar advisors in Minnetonka, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emily Ann Einwalter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched