THE CHARTIST
SEC RegisteredReal Money Portfolios... Nothing Hypothetical.
About the firm
The Chartist, led by editor Dan Sullivan, publishes investment newsletters and offers professionally managed accounts. The firm's cornerstone philosophy is investing their own money alongside subscribers, providing stock and mutual fund recommendations with ticker symbols and allocation percentages posted to a hotline after market close.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment newsletters (The Chartist Newsletter and Mutual Fund Letter), hotline with real money portfolio recommendations, email notifications, and professionally managed accounts
Who they serve
Investors who lack the time, expertise, or discipline to succeed in today's difficult stock market environment
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 426 | $170M |
426 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $50,000 to $249,999 | 1.25% |
| $250,000 to $499,999 | 1.00% |
| $500,000 to $749,999 | 0.85% |
| $750,000 to $999,999 | 0.75% |
| $1,000,000+ | 0.65% |
Data as of January 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE CHARTIST has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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