THE Dowling Group Wealth Management
SEC RegisteredSpend More Evenings With Your Family, Instead of Your Finances.
About the firm
The Dowling Group is an independent family business based in Greenwich, CT, now in its second generation, with roots in Greenwich since 1979. Their team of award-winning CPAs and Financial Advisors offers income tax preparation, financial planning, investment management, and family office wealth management. They follow the fiduciary standard and are 100% independently owned and operated.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Income tax preparation, financial planning, investment management, family office wealth management, socially responsible investing, retirement planning, and other financial services
Who they serve
Neighbors and residents of the Greenwich, CT area seeking personalized tax and financial planning services
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 301 | $122M |
| High Net Worth Individuals | 20 | $45M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 2 | $9.7M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.25% |
| $1,000,000 - $1,999,999 | 1.00% |
| $2,000,000 - $4,999,999 | 0.90% |
| $5,000,000 - $9,999,999 | 0.85% |
| $10,000,000 - $14,999,999 | 0.80% |
| $15,000,000 - $20,000,000 | 0.75% |
| $20,000,000+ | — |
Data as of February 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE Dowling Group Wealth Management has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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