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THE ENTERPRISE INVESTMENT COMPANY

SEC Registered

At Pappas Financial, we uncomplicate people's lives

FARMINGTON HILLS, MIhttps://pappasfinancial.com248-539-8282
Assets Under Management
$500M–$1B
Employees
7
Office Locations
1 office
Total Accounts
1106

About the firm

Pappas Financial is an entrepreneurial firm specializing in advising and consulting on business succession, wealth transfer, group benefit, and investment strategies for affluent families and corporations. For over forty years, the firm has delivered high quality strategic plans, supporting products and services to accomplish clients' financial objectives. The firm is independently owned with national affiliations in the financial services industry.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Business SuccessionWealth TransferEstate PlanningWealth ManagementGroup BenefitsInvestment StrategiesTax MinimizationExecutive BenefitsAsset PreservationPrivate Business Planning

Services

Business succession planning, wealth transfer strategies, estate planning, wealth management, executive and employee benefit programs, and coordinated asset accumulation and preservation strategies. The firm recommends a business advisory team approach involving CPAs, lawyers, and financial planners.

Who they serve

High net worth individuals, closely held private businesses, public corporations, and affluent families served in Metropolitan Detroit.

Client segmentClientsAssets managed
High Net Worth Individuals795$564M
Charitable Organizations46$43M

0 total clients reported on Form ADV.

Leadership

Norman Arthur Pappas
PRESIDENT & CHIEF COMPLIANCE OFFICER
Andrew John Marra
COMPTROLLER

Office locations

1 office in 1 state
MI
FARMINGTON HILLSHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#116889
SEC Number
801-103471
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly
Asset tierAnnual rate
$1-$1,000,0001.25%
$1,000,001-$2,000,0001.10%
$2,000,001-$3,000,0000.95%
$3,000,001-$5,000,0000.70%
$5,000,001-$10,000,0000.50%
$10,000,000 and above0.25%

Data as of April 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE ENTERPRISE INVESTMENT COMPANY has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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