THE Financial Legacy Group
SEC RegisteredPROVIDING FINANCIAL COUNSEL FOR YOUR FUTURE
About the firm
The Financial Legacy Group is a privately owned independent financial advisory firm. Their mission is to enrich their client family both personally and professionally by spending time understanding clients' life goals and providing honest, straightforward financial counsel to help achieve those goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning including individualized web-based financial plans covering property, business interests, investment accounts, cash, and liabilities; regular plan reviews; and guidance through a network of preferred providers in estate law, taxes, mergers and acquisitions of privately held businesses, health insurance, and real estate.
Who they serve
A 'client family' of likeminded people seeking comprehensive financial planning, including clients located anywhere in the world with internet access.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 79 | $18M |
| High Net Worth Individuals | 62 | $85M |
| State/Municipal Entities | 1 | — |
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $999,999 | 1.75% |
| $1,000,000 - $2,999,999 | 1.50% |
| Over $3,000,000 | 1.25% |
Data as of January 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE Financial Legacy Group has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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