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THE KOCEN FINANCIAL GROUP, INC.

SEC Registered

Secure your Financial Future Today for a Fulfilling Tomorrow

RANCHO MIRAGE, CAhttps://kfginc.com760-324-4015
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
773

About the firm

Kocen Financial Group is a Registered Investment Advisor with over 30 years of industry experience. The firm takes a comprehensive approach to financial planning that incorporates clients' character, values, and future aspirations. They offer tailor-made wealth management advice with a relationship-based, client-first philosophy.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Wealth ManagementFinancial PlanningTax PlanningRetirement PlanningInvestment ManagementEstate PlanningFamily Wealth PlanningRisk ManagementEducation Planning

Services

Financial and tax planning, retirement planning, investment services, and family wealth planning including estate planning and risk management strategies.

Who they serve

Individuals and families at every stage of life, including those growing their wealth, approaching or in retirement, and those focused on legacy and family wealth transfer.

Client segmentClientsAssets managed
Individuals (Non-HNW)129$30M
High Net Worth Individuals84$145M
Charitable Organizations9$11M

2 total clients reported on Form ADV.

Leadership

Bryan Stuart Kocen
PRESIDENT/CHIEF COMPLIANCE OFFICER
Gail Gordon Kocen
EXECUTIVE VP

Office locations

1 office in 1 state
CA
RANCHO MIRAGEHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#112129
SEC Number
801-64553
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $600,000 (waivable)

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE KOCEN FINANCIAL GROUP, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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