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THE OAK Ridge Financial Services Group, Inc

SEC Registered
Assets Under Management
$500M–$1B
Office Locations
2 offices
Total Accounts
1500

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Leadership

Lisa Ann Newman
EXECUTIVE DIRECTOR, EVP, ROSFP, CFO, DIRECTOR
Michael David Leonard
PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER
David Jeffrey Stieber
SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS
Thomas David Herstad
EXECUTIVE DIRECTOR & CHIEF COMPLIANCE OFFICER
Oak Ridge Acquisition Corporation
CORPORATE OWNER
Russell Stuart King
DIRECTOR
Jacob Ira Mr Simms
DIRECTOR

Office locations

2 offices in 1 state
MN
Golden ValleyHQ
MN
Woodbury

Advisors at this firm

33 advisors in the directory

Savino Joseph Ranallo
Investment Adviser Representative
Dual-registered
Douglas Everett Ollila
Investment Adviser Representative
Dual-registered
Peter Christopher King
Investment Adviser Representative
Dual-registered
Robert Bruce Overby
Investment Adviser Representative
Dual-registered
Cynthia Kay Rost
Investment Adviser Representative
Dual-registered
Patrick Neal Lundy
Investment Adviser Representative
Dual-registered
Hugh James Dillon
Investment Adviser Representative
Dual-registered
William Frederick Steinbauer
Investment Adviser Representative
Dual-registered
David Kallman Paton
Investment Adviser Representative
Dual-registered
Paula Tesch Olson
Investment Adviser Representative
Dual-registered
Robert Raymond Boucher
Investment Adviser Representative
Dual-registered
David Harold Finch
Investment Adviser Representative
Dual-registered
Christopher Allen Nelson
Investment Adviser Representative
Dual-registered
Jon Erving Berg
Investment Adviser Representative
Dual-registered
James David Kallstrom
Investment Adviser Representative
Dual-registered
Scott William Rickford
Investment Adviser Representative
Dual-registered
Jeffrey Thomas Rathmanner
Investment Adviser Representative
Dual-registered
David Jay Goldenberg
Investment Adviser Representative
Dual-registered
Ryan Charles McEnerney
Investment Adviser Representative
Dual-registered
Larissa Marie Pettit Stentz
Investment Adviser Representative
Dual-registered
Daniel Wayne Steffes
Investment Adviser Representative
Dual-registered
Erle Bean Savage III
Investment Adviser Representative
Dual-registered
Lawrence Thomas Hauskins
Investment Adviser Representative
Dual-registered
Lori Ann Bale
Investment Adviser Representative
Dual-registered
Amy M Leuma
Investment Adviser Representative
Dual-registered
Brandon James Cowan
Investment Adviser Representative
Dual-registered
Thomas J Kirihara
Investment Adviser Representative
Dual-registered
Michael J Schumacher
Investment Adviser Representative
Dual-registered
William M Adamson
Investment Adviser Representative
Dual-registered
Blake Montgomery Weimer
Investment Adviser Representative
Dual-registered
Steven Francis Kittay
Investment Adviser Representative
Dual-registered
Samantha Jean Nelson
Investment Adviser Representative
Dual-registered
Derek Scott McCready
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#42941
SEC Number
801-80809
Disciplinary History
Yes
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee

Data as of December 23, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE OAK Ridge Financial Services Group, Inc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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THE OAK Ridge Financial Services Group in Golden Valley, MN