THE PROSPERITY PEOPLE
SEC RegisteredWhy settle for just performance, When You Could Prosper?
About the firm
The Prosperity People is a financial planning firm with an interactive approach to growing and managing wealth. They work side-by-side with individuals, families, and life partners to reveal their intention for their lives and their personal definition of prosperity. Their four-phase Prosper® process combines financial planning, investment strategy, and life planning into one seamless, deeply personal experience.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
A whole life Personal CFO service built on the client's goals, combining financial planning, investment strategy, and life planning through the four-phase Prosper® process.
Who they serve
Individuals, families, and life partners
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 128 | $47M |
| High Net Worth Individuals | 41 | $91M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
16 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $2,000,000 | 0.75% |
| Next $2,000,000 | 0.50% |
| Over $5,000,000 | 0.38% |
Data as of February 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE PROSPERITY PEOPLE has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.