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THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

SEC Registered
WARWICK, RIhttps://retirementplanningco.com401-453-5558
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
1312

About the firm

The firm specializes in helping individuals develop sound retirement strategies, offering personalized, hands-on service. They educate clients about financial concepts and products, covering investing, insurance, estate conservation, and wealth preservation. Using a team approach, they provide individualized attention from planning to execution to follow-up.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Retirement PlanningWealth PreservationEstate ConservationInvestingInsuranceMoney ManagementFinancial Planning

Services

Retirement strategy development, money management, investing, insurance, estate conservation, and wealth preservation, delivered through personalized and hands-on service.

Who they serve

Individuals who are retired or approaching retirement, with a wide variety of financial needs.

Client segmentClientsAssets managed
Individuals (Non-HNW)429$131M
High Net Worth Individuals136$263M
State/Municipal Entities1

0 total clients reported on Form ADV.

Leadership

David William Allaire
PRESIDENT
Sotirios Mike Pappas
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
RI
WARWICKHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#108705
SEC Number
801-55956
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $250,0001.25%
Next $250,0001.00%
Next $500,0000.90%
Next $500,0000.75%
Next $1,000,0000.60%
In excess of $2,500,0000.00%

Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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