THE STERLING GROUP
SEC RegisteredBuilding Legacies Preserving Wealth
About the firm
The Sterling Group provides comprehensive wealth management services, including fee-based financial planning, investment management, tax planning, estate planning, and protection planning. The organization was created in response to a demand for comprehensive financial counsel that was objective, professional, and personalized. For over thirty years, they have devoted themselves to delivering wealth management services with the goal of enriching the lives of their clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The Sterling Group offers a full range of services including financial planning, investment management, tax planning, estate planning, and protection planning. Fee-based financial planning is at the core of their effort, and they assist clients in formulating and implementing complex wealth management strategies.
Who they serve
Individuals, couples, business owners, organizations, high net worth individuals, and families seeking comprehensive wealth management and financial planning.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 132 | $53M |
| High Net Worth Individuals | 149 | $419M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First tier | 1.25% |
| Second tier | 0.95% |
| Third tier | 0.80% |
| Fourth tier | 0.65% |
| Fifth tier | 0.50% |
| Sixth tier | 0.40% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE STERLING GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.