AdFi
TW

THE Wealthplan LLC

SEC Registered

Find And Compare Vetted Financial Advisors.

Great Neck, NYhttps://indyfin.com516-400-7111
Assets Under Management
Under $100M
Year Founded
1998
Employees
1
Office Locations
1 office
Total Accounts
356

About the firm

Indyfin has reinvented the way people search for, review, and connect with independent financial advisors. The platform helps consumers compare and interview vetted financial advisors that meet their needs, with no match fee and no obligation to hire.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Financial Advisor MatchingAdvisor VettingInvestor ResourcesAdvisor ReviewsIndependent Financial AdvisorsFINRA/SEC Registered Advisors

Services

Matching consumers to pre-screened, FINRA/SEC registered financial advisors based on personalized needs; providing access to advisor ratings and reviews from clients and professional references; facilitating free initial consultations

Who they serve

Consumers and investors seeking to find, compare, and connect with financial advisors

Client segmentClientsAssets managed
Individuals (Non-HNW)95$29M
High Net Worth Individuals37$58M

Leadership

David Efrem Warshaw
MANAGING MEMBER/CCO

Office locations

1 office in 1 state
NY
Great NeckHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#306820
SEC Number
801-130235
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $250,000 (waivable)
Asset tierAnnual rate
Up to $100,0001.50%
$100,001 - $500,0001.25%
$500,001 - $1,000,0001.00%
$1,000,001 - $3,000,0000.90%
$3,000,001+0.75%

Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE Wealthplan LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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