Three Peaks Capital Management, LLC
SEC RegisteredWelcome To Three Peaks
About the firm
Three Peaks Capital Management, LLC is a SEC-registered investment adviser located in Castle Rock, Colorado. With an investment team possessing years of experience and expertise spanning the broad spectrum of fixed-income securities, they focus on catering to institutions and high net worth individuals alike.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The Three Peaks Capital Management platform is designed to leverage expertise in high-yield, fixed-income securities in order to provide clients with investment choices based on their desired risk profiles.
Who they serve
Institutions and high net worth individuals
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 31 | $7.3M |
| High Net Worth Individuals | 29 | $135M |
| Charitable Organizations | 6 | $41M |
| State/Municipal Entities | 3 | — |
Leadership
Office locations
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Three Peaks Capital Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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