AdFi
TW

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

SEC Registered

Wealth Talk with TWPM

, https://buzzsprout.com/617029(866) 568-0003
Assets Under Management
$100M–$500M
Employees
8
Office Locations
4 offices
Total Accounts
412

About the firm

Total Wealth Planning and Management, Inc. ("TWPM") is a registered investment adviser that discusses a variety of topics about finance, financial planning, wealth management, investing and more.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Financial PlanningWealth ManagementInvestingFiduciaryRegistered Investment Adviser

Services

Financial planning, wealth management, and investing.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)346$80M
High Net Worth Individuals66$159M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities2
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

1 total clients reported on Form ADV.

Leadership

William Richard Tomes
PRESIDENT - CCO

Office locations

4 offices in 3 states
HQ
OK
OKLAHOMA CITY
FL
JACKSONVILLE
AK
SOLDOTNA

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#166664
SEC Number
801-113167
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Other
Asset tierAnnual rate
Up to $500,0001.50%
$500,001 - $1,000,0001.40%
$1,000,001 - $4,999,9991.25%
$5,000,000 and above1.00%

Data as of April 22, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TOTAL WEALTH PLANNING AND MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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