AdFi
TC

TRAN Capital Management, L.P.

SEC Registered

High Quality Concentrated Growth Investing

San Rafael, CAhttps://trancapital.com415-461-3800
Assets Under Management
$500M–$1B
Year Founded
2017
Employees
7
Office Locations
1 office
Total Accounts
348

About the firm

Tran Capital Management (TCM) is an analytically driven, concentrated growth equity manager founded in 2017 with the buyout by partners Quoc Tran and Eric Winterhalter of a predecessor company. The firm follows an investment philosophy rooted in the belief that earnings growth ultimately drives stock valuations as compounding occurs over time. TCM manages concentrated portfolios of high-conviction investment ideas across the capitalization spectrum, selecting companies for long-term growth potential, enterprise quality, reasonable valuations, and durability of business franchises.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPension/Profit Sharing

Areas of expertise

Concentrated Growth InvestingMulti-cap Growth EquityHigh-conviction PortfoliosEarnings GrowthSustainable InvestingDiversity And SustainabilityLong-term InvestingSmall To Large Cap

Services

TCM offers concentrated growth equity strategies including the TCM Partners Strategy (most concentrated), the TCM Multi-Cap Growth Equity Strategy (flagship strategy investing in high-quality companies that compound earnings and cash flow over the long term), and the Cromwell Tran Sustainable Focus Fund (a mutual fund delivering concentrated growth equity investing).

Who they serve

A select group of clients for whom the firm seeks to generate exceptional returns, with a commitment to capacity constraints.

Client segmentClientsAssets managed
Individuals (Non-HNW)215$203M
High Net Worth Individuals78$343M
Charitable Organizations4$13M
State/Municipal Entities17—

Leadership

Quoc Kinh Tran
CHIEF INVESTMENT OFFICER AND MANAGING PARTNER
Eric Arthur Winterhalter
COO/CFO/CCO AND MANAGING PARTNER
Llc Lateef General Partner
GENERAL PARTNER
Llc Lateef Management
LIMITED PARTNER
Llc Lateef Mgl
LIMITED PARTNER
Quoc Kinh Tran
MANAGING PARTNER
Eric Arthur Winterhalter
MANAGING PARTNER
Llc Mccarthy Group
PARTNER LIMITED LIABILITY
Llc Mg Financial
PARTNER LIMITED LIABILITY
Kouji Yamada
CHIEF INVESTMENT OFFICER OF GLOBAL EQUITY
Kouji Yamada
PARTNER

Office locations

1 office in 1 state
CA
San RafaelHQ

Regulatory & compliance

CRD number
#107049
SEC Number
801-9747
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
First $10mm (Dual Contract SMA)1.00%
Over $10mm (Dual Contract SMA)0.50%
All assets (Wrap - Multi-Cap Growth Equity)0.50%

Data as of February 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TRAN Capital Management, L.P. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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